Waystone and its colleagues at CCL Compliance, a Waystone Group Company, review the UK Investment Firm Prudential Regime (IFPR) which will come into effect on January 1, 2022. This will have a significant impact on UK MiFID investment firms who are authorised and regulated by the FCA that are currently subject to any part of the Capital Requirements Directive (CRD) and the Capital Requirements Regulation (CRR) including Investment Firms that are currently subject to BIPRU and GENPRU including:
Matched Principal Firms
Firms conducting combination of MiFID with UCITS & AIFMD activities categorised as CPMIs (Collective Portfolio Management Investment Firms)
Firms currently authorised as Exempt-CAD firms
Full scope’, ‘limited activity’ and ‘limited licence’ investment firms currently subject to IFPRU and CRR (MTF & OTF)
Listen to our prudential specialist to help you simplify and navigate these requirements, as well as providing advice on what analysis required to address them.
Waystone and its colleagues at CCL Compliance, a Waystone Group Company, review the UK Investment Firm Prudential Regime (IFPR) which will come into effect on January 1, 2022. This will have a significant impact on UK MiFID investment firms who are authorised and regulated by the FCA that are currently subject to any part of the Capital Requirements Directive (CRD) and the Capital Requirements Regulation (CRR) including Investment Firms that are currently subject to BIPRU and GENPRU including:
Matched Principal Firms
Firms conducting combination of MiFID with UCITS & AIFMD activities categorised as CPMIs (Collective Portfolio Management Investment Firms)
Firms currently authorised as Exempt-CAD firms
Full scope’, ‘limited activity’ and ‘limited licence’ investment firms currently subject to IFPRU and CRR (MTF & OTF)
Listen to our prudential specialist to help you simplify and navigate these requirements, as well as providing advice on what analysis required to address them.