ADISA's Focus on Alternatives Podcast Series
The Alternative & Direct Investment Securities Association is hosting this educational series that covers key topics in alternative investing. Be sure to check back regularly for new episodes.
ADISA's Focus on Alternatives Podcast Series
S6E15 - Best Practices Implementing 506(c) Offerings
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Alternative & Direct Investment Securities Association
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Season 6
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Episode 15
The JOBS Act introduced the 506(c) offering, and, while it is becoming more embraced by the broker-dealer and investment sponsor community, many people still have questions regarding this relatively new rule. In today’s episode, Damon Elder, publisher of The DI Wire, and Sean Raft, chief administrative officer and general counsel for Urban Catalyst, discuss best practices and address some common concerns, including investor accreditation, related to Rule 506(c).