FINOP Focus - Expense Sharing Agreement Best Practices
Oyster Stew - A Broth of Financial Services Commentary and Insights
Oyster Stew - A Broth of Financial Services Commentary and Insights
FINOP Focus - Expense Sharing Agreement Best Practices
Aug 11, 2022
Oyster Consulting, Jeff Harpel, Clark Tucker

The requirement for broker-dealers to provide to regulators their expense sharing agreements is not new, yet it still keeps coming up in FINRA’s exam priorities every year.  In this Oyster Stew Podcast our experts discuss what is requirements and some of the finer points of creating expense sharing agreements.  


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