The SEC Rules: How Modernizing Rule 605 Impacts Your Firm
Oyster Stew - A Broth of Financial Services Commentary and Insights
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Oyster Stew - A Broth of Financial Services Commentary and Insights
The SEC Rules: How Modernizing Rule 605 Impacts Your Firm
Jun 01, 2023
Oyster Consulting, Frank Childress, Ted Karn

In December 2022 the SEC offered 4 market structure proposals. The proposal to modernize Rule 605 was met with broad-based industry support.  Oyster Consultant Frank Childress and guest Ted Karn, founder of The Karn Group, walk through what modernizing Rule 605 will mean for the industry, and what firms should be doing to prepare. 


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