Built To Scale with CRC-Oyster
Built To Scale with CRC-Oyster is the newly rebranded Oyster Stew podcast following the acquisition of Oyster Consulting by Compliance Risk Concepts. The podcast features candid, thoughtful conversations that explore not only compliance and risk management, but the broader financial services industry. Each episode examines emerging trends, key issues, and current developments shaping the industry and affecting the firms and professionals who operate within it.
Built To Scale with CRC-Oyster
Industry Update: T+1 and CAT CAIS Reporting
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Oyster Consulting, Jeff Gearhart, Ralph Magee
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May 2024 saw the implementation of two major industry projects: T+1 and go-live compliance for CAT/CAIS reporting. Experts Jeff Gearhart and Ralph Magee provide the latest updates on T+1 from industry meetings and key participants, including
- Affirmation and fail rates,
- margin balances,
- securities lending
- and his outlook for the future around T+1
Our experts also discuss what industry members and clients are seeing post implementation, what they can expect to see in the future, insights into issues that firms are currently struggling with, as well as the need for industry members to consider the data they are providing FINRA and ensure they are prepared for inquiries and sweeps.
CRC-Oyster: Compliance Risk Concepts / Oyster Consulting